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FCPA Blog Daily News

Entries in Carl Johns (3)


SEC: We protect compliance officers, except when we prosecute them

Andrew Ceresney, head of the SEC's enforcement division, delivered the keynote last week to the National Society of Compliance Professionals at the group's annual event in DC.

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Feds to in-housers: Keep the rest of us in line

As we said a couple of days ago, the traditional ancient duty of lawyers was advocacy, not enforcement. Asking lawyers to be the hall monitors for corporate America and beyond isn't an advocacy role. In fact, it conflicts with advocacy and, as we said yesterday, puts in-housers at risk.

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New on SEC agenda: protecting compliance officers

No one can say they haven't been warned by the SEC (and the authors of the latest Hughes Hubbard FCPA/Anti-Bribery Alert) not to interfere with compliance officers.

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