Entries in Training (19)
It’s easy to get caught up in the dogma of how compliance programs have historically been managed.
The DOJ's two-count criminal information filed in the Eastern District of Virginia charged DS&S with conspiring to violate FCPA’s anti-bribery provisions and a substantive FCPA count.
Teresa Anderson takes a nuanced look at how a series of small decisions by people below the top managers can lead to compliance disasters.
Raja Chatterjee, creator and global head of Morgan Stanley’s Anti-Corruption Group, answers our questions about the most common compliance challenges.
This week we talked with Brian Kindle at the Association of Certified Financial Crime Specialists. Listen here.
Are they complicated? Are they expensive? Do they interfere with the business of business? Apparently not.