Search

Editors

Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Harry Cassin Managing Editor


Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


FCPA Blog Daily News

Entries in Securities and Exchange Commission (31)

Wednesday
Dec262018

Polycom reaches $16 million FCPA settlement for China bribes

American communication technology provider Polycom settled FCPA books and records and internal accounting controls provisions charges with the SEC Wednesday for using resellers and distributors in China to bribe government officials. 

Click to read more ...

Monday
Dec032018

Farming giant CHS discloses FCPA investigation into Mexico border bribes

CHS Inc. disclosed in an SEC filing Monday that it self-reported possible FCPA violations related to Mexican customs payments.

Click to read more ...

Monday
Nov192018

Vantage Drilling pays $5 million to resolve FCPA violations

Vantage Drilling International agreed to disgorge $5 million to the SEC Monday to settle FCPA internal accounting controls offenses related to drilling services contracts with Petrobras. 

Click to read more ...

Monday
Sep242018

Overseas whistleblower awarded $4 million

The Securities and Exchange Commission awarded an overseas whistleblower $4 million for "extensive assistance" resulting in a successful action, the agency said Monday. 

Click to read more ...

Wednesday
Sep122018

How are FCPA investigations disclosed?

FCPA investigations are usually disclosed either through SEC filings, agency releases, or company statements. 

Click to read more ...

Monday
Nov062017

Is the SEC targeting foreign companies? 

Charles Cain, chief of the SEC's FCPA unitThe SEC has a new chief to enforce the FCPA. His name is Charles Cain. And what's important to him is leveling the playing field.

Click to read more ...

Thursday
Nov022017

SEC names new boss of FCPA unit

The Securities and Exchange Commission said Thursday that Charles Cain is the new Chief of the Enforcement Division's Foreign Corrupt Practices Act Unit.

Click to read more ...

Thursday
Sep212017

SEC discloses hack of Edgar

The U.S. Securities and Exchange Commission said Wednesday hackers broke into its electronic document storage system last year.

Click to read more ...

Thursday
Aug172017

SEC fines chief compliance officer for inaccurate securities filing

The Securities and Exchange Commission Tuesday fined a chief compliance officer for failing to verify information provided by an investment adviser that turned out to be false.

Click to read more ...

Wednesday
Jun042014

Second circuit says Judge Rakoff was wrong to reject SEC, Citigroup settlement

U.S. Federal District Judge Jed S. RakoffA three-judge panel of the United States Court of Appeals for the Second Circuit ruled Wednesday that Judge Jed S. Rakoff made a mistake when he rejected a negotiated settlement between the SEC and Citigroup three years ago.

Click to read more ...

Wednesday
Apr092014

New SEC guidance on conflict minerals disclosure

The Securities and Exchange Commission on Monday issued guidance on the conflict-minerals disclosure requirements contained in the Dodd-Frank Act.

Click to read more ...

Monday
Mar172014

Lamb to White: What's wrong with us? (with video)

Mary Jo White, chairman of the Securities and Exchange Commission, sat last month for a terrific interview with C-SPAN founder Brian Lamb as part of its Q&A series.

Click to read more ...