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Richard L. Cassin Publisher and Editor

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Jessica Tillipman Senior Editor

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Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


FCPA Blog Daily News

Entries in Securities and Exchange Commission (29)

Monday
Nov192018

Vantage Drilling pays $5 million to resolve FCPA violations

Vantage Drilling International agreed to disgorge $5 million to the SEC Monday to settle FCPA internal accounting controls offenses related to drilling services contracts with Petrobras. 

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Monday
Sep242018

Overseas whistleblower awarded $4 million

The Securities and Exchange Commission awarded an overseas whistleblower $4 million for "extensive assistance" resulting in a successful action, the agency said Monday. 

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Wednesday
Sep122018

How are FCPA investigations disclosed?

FCPA investigations are usually disclosed either through SEC filings, agency releases, or company statements. 

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Monday
Nov062017

Is the SEC targeting foreign companies? 

Charles Cain, chief of the SEC's FCPA unitThe SEC has a new chief to enforce the FCPA. His name is Charles Cain. And what's important to him is leveling the playing field.

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Thursday
Nov022017

SEC names new boss of FCPA unit

The Securities and Exchange Commission said Thursday that Charles Cain is the new Chief of the Enforcement Division's Foreign Corrupt Practices Act Unit.

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Thursday
Sep212017

SEC discloses hack of Edgar

The U.S. Securities and Exchange Commission said Wednesday hackers broke into its electronic document storage system last year.

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Thursday
Aug172017

SEC fines chief compliance officer for inaccurate securities filing

The Securities and Exchange Commission Tuesday fined a chief compliance officer for failing to verify information provided by an investment adviser that turned out to be false.

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Wednesday
Jun042014

Second circuit says Judge Rakoff was wrong to reject SEC, Citigroup settlement

U.S. Federal District Judge Jed S. RakoffA three-judge panel of the United States Court of Appeals for the Second Circuit ruled Wednesday that Judge Jed S. Rakoff made a mistake when he rejected a negotiated settlement between the SEC and Citigroup three years ago.

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Wednesday
Apr092014

New SEC guidance on conflict minerals disclosure

The Securities and Exchange Commission on Monday issued guidance on the conflict-minerals disclosure requirements contained in the Dodd-Frank Act.

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Monday
Mar172014

Lamb to White: What's wrong with us? (with video)

Mary Jo White, chairman of the Securities and Exchange Commission, sat last month for a terrific interview with C-SPAN founder Brian Lamb as part of its Q&A series.

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Thursday
Jan022014

China sends Big Four audit records to SEC 

The U.S. Securities and Exchange Commission’s (SEC) may finally be winning its long battle to convince China to hand over audit papers of companies under investigation in the U.S.

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Thursday
Dec192013

SEC annual report touts FCPA enforcement 

The U.S. Securities and Exchange Commission (SEC) published its fiscal year 2013 Agency Financial Report (AFR) to detail its financial and performance results for the President, Congress and public at large. Its purpose is portray its accomplishments and strategic goals for the next year, as well as its financial picture for budget planning. The report discusses its enforcement actions related to the FCPA in the past year, and the guidelines it provided businesses in complying with the law.

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