Entries in Securities and Exchange Commission (8)
Job Title: Regional Director
Organization: Securities and Exchange Commission
Location: San Francisco, CA
The Securities and Exchange Commission on Monday said acting director George Canellos and former federal prosecutor Andrew Ceresney will share leadership of the enforcement division as co-directors.
An assistant inspector general at the SEC claims he was fired and defamed after he told Congress about serious lapses inside the agency.
The SEC said today it received 3,001 whistleblower tips during the past fiscal year.
There were 115 FCPA-related complaints.
Deputy Director of Hunan Province Department of Transportation Li Xiaoxi was placed under investigation by the provincial Committee for Discipline Inspection for serious disciplinary violations.
Under the SEC's new 356-page conflict minerals rule, reporting companies must now disclose their use of tantalum, tin, gold, or tungsten mined in the Democratic Republic of the Congo or a contiguous country.
It's not an FCPA case.
But it is the first bounty paid to a whistleblower by the SEC under the 2010 Dodd-Frank Act.