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Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


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Entries in OUM & Co. LLP (1)

Monday
Dec082014

SEC, PCAOB sanction fifteen firms for violating auditor independence rules

The Securities and Exchange Commission Monday sanctioned eight firms and the Public Company Accounting Oversight Board sanctioned seven others for violating auditor independence rules when they prepared the financial statements of brokerage firms that were their audit clients.

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