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Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Harry Cassin Managing Editor


Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


FCPA Blog Daily News

Entries in Goldman Sachs (21)

Tuesday
Nov132018

What happened at Tim Leissner's plea hearing?

Last week the transcript from Tim Leissner's August 28 plea hearing was unsealed and posted online, courtesy of the Financial Times.

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Monday
Nov052018

Goldman Sachs: Our sick business culture, weak controls allowed 1MDB abuses

The day after the DOJ announced FCPA and money-laundering conspiracy charges against Jho Low and two former Goldman Sachs bankers, Goldman itself published an update about the 1MDB case and ongoing investigations.

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Thursday
Nov012018

Ex-Goldman banker forfeits $43 million in 1MDB guilty plea

The former chairman of Goldman Sachs in Southeast Asia pleaded guilty to FCPA and money laundering conspiracies in connection with a plot to loot the Malaysian sovereign wealth fund 1MDB.

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Wednesday
Feb142018

Credit Suisse discloses FCPA investigation for Asia hiring practices

Banking giant Credit Suisse Group AG said Wednesday the DOJ and SEC are investigating its hiring practices in the Asia Pacific region.

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Wednesday
Oct042017

FINRA bars former Goldman Sachs banker linked to 1MBD

Wall Street's independent regulator banned a former Goldman Sachs banker linked to a Malaysia sovereign wealth fund that was allegedly looted, after he said he wouldn't cooperate with the regulator's investigation.

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Friday
Mar102017

Rare news from Singapore: Former BP exec charged with taking bribes 

A former executive of BP Singapore was charged Thursday with taking about $4.3 million in bribes from a local businessman.

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Thursday
Jan192017

Tom Fox: Three enforcement weeks to remember

Jay Rosen wondered in December if companies would be more inclined to resolve outstanding enforcement actions under the outgoing Obama administration or wait to see what might happen under a Trump administration. The answer is now clear.

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Monday
Dec052016

Singapore to ban ex-Goldman Sachs banker who handled 1MDB bond business

Singapore authorities are banning the former director of Goldman Sachs in Singapore for ten years for his role in the 1MDB scandal.

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Monday
Mar212016

Former Goldman Sachs compliance techie settles SEC insider trading charges

A former Goldman Sachs Group Inc. compliance employee settled an SEC complaint Wednesday that accused him of using confidential data from emails for trades in at least four takeover targets.

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Wednesday
Feb242016

HSBC: SEC investigating Asia hiring practices

HSBC Holdings said in an earnings release Monday that the SEC is investigating the bank's hiring practices in Asia.

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Wednesday
Dec022015

Julie DiMauro on cheating trainees: A future where training and compliance are merged

Reports of trainee bankers cheating on internal exams at JP Morgan's New York office and at Goldman Sachs in London and New York point to the need to prepare for a future in which training and compliance are merged.

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Friday
Oct232015

JP Morgan fires trainees for cheating on basic math test

About a dozen trainees in JP Morgan's New York office were fired after they were caught cheating on a "basic" math test.

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