Top
Search

Editors

Harry Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Richard L. Cassin Editor at Large

Elizabeth K. Spahn Editor Emeritus 

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


Recent Headlines
FCPA Blog Daily News

Entries in David I. Osunkow (1)

Thursday
Aug172017

SEC fines chief compliance officer for inaccurate securities filing

By AuthorRichard L. Cassin | DateThursday, August 17, 2017 at 8:52AM

The Securities and Exchange Commission Tuesday fined a chief compliance officer for failing to verify information provided by an investment adviser that turned out to be false.

Click to read more ...

Comments Off | | Print ArticlePrint Article
tagged , , |