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Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Harry Cassin Managing Editor


Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


FCPA Blog Daily News

Entries in Blackrock (3)

Tuesday
Jun192018

Sherman and Shah: Corporate America can lead after ‘Trust Crash’

According to the Edelman Trust Barometer, the United States suffered a “Trust Crash” in the past year, reflecting a 37 point loss of trust in four institutions (government, business, media, and NGOs), more than any of the other countries surveyed.

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Tuesday
Jan172017

SEC: BlackRock impeded whistleblower rights

New York-based asset manager BlackRock Inc. agreed Tuesday to pay a $340,000 penalty to settle SEC charges that it forced more than a thousand exiting employees to waive their ability to obtain whistleblower awards.

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Monday
Jun012015

Former compliance chief charged with fraud and money laundering

A two-count indictment unsealed Thursday in federal court in Brooklyn, New York charged William Quigley, the former chief compliance officer of a registered broker-dealer in Woodbury, New York, with wire fraud and money laundering conspiracies.

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