New York-based asset manager BlackRock Inc. agreed Tuesday to pay a $340,000 penalty to settle SEC charges that it forced more than a thousand exiting employees to waive their ability to obtain whistleblower awards.
Entries in Anheuser-Busch InBev (6)
The U.S. Securities and Exchange Commission has warned investment advisers and broker-dealers to comply with the Dodd-Frank whistleblower-protection rule.
Anheuser-Busch InBev paid $6 million Wednesday to settle charges that it violated the Foreign Corrupt Practices Act and impeded a whistleblower who reported the misconduct.
A sweeping new company law in India is a major overhaul of the basic rules for corporate operation and an attempt to introduce greater transparency and improved corporate governance.
Belgium's Anheuser-Busch InBev SA/NV said in an SEC filing this week that the DOJ has opened an FCPA investigation of the company.
Anheuser-Busch InBev said this week the SEC is investigating its India joint venture for possible FCPA violations.