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Richard L. Cassin Publisher and Editor

Andy Spalding Senior Editor

Jessica Tillipman Senior Editor

Elizabeth K. Spahn Editor Emeritus

Cody Worthington Contributing Editor

Julie DiMauro Contributing Editor

Thomas Fox Contributing Editor

Marc Alain Bohn Contributing Editor

Bill Waite Contributing Editor

Shruti J. Shah Contributing Editor

Russell A. Stamets Contributing Editor

Richard Bistrong Contributing Editor 

Eric Carlson Contributing Editor

Bill Steinman Contributing Editor

Aarti Maharaj Contributing Editor


FCPA Blog Daily News

Wednesday
Sep272017

FINRA penalizes Morgan Stanley $13 million for failing to supervise salespeople

The Financial Industry Regulatory Authority (FINRA) said Wednesday it penalized Morgan Stanley Smith Barney LLC about $13 million for failing to supervise its representatives’ short-term trades of unit investment trusts.

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Wednesday
Sep272017

Practice Note: New French law expands jurisdiction over foreign graft

In December 2016, France enacted an anti-corruption law known as Sapin II. The law was named after Michel Sapin, the then Minister of Finance, who said when presenting the bill: “In the fight against corruption, France cannot just satisfy itself with the existing situation.”

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Wednesday
Sep272017

Event: Why good people and companies do wrong (Fordham Law School - October 10)

After so many years of hard work and good people entering and progressing in the field of compliance, including its standing in the organization, why is it that good companies continue to get into trouble? 

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Wednesday
Sep272017

Lucas Zanoni: Brazil banks now required to adopt compliance programs

Brazil's Central Bank issued a rule on compliance policies for financial institutions and credit unions. Resolution Nº 4,595 of August 28, 2017 requires these institutions to adopt compliance programs.

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Tuesday
Sep262017

OFAC fines Cartier parent company under drug kingpin sanctions

The Treasury Department's Office of Foreign Assets Control penalized Richemont North America, Inc., the owner of the Cartier luxury brand, for shipping jewelry to a Hong Kong company that OFAC had blocked.

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Tuesday
Sep262017

UK Enforcement: F.H Bertling and six employees guilty of overseas bribery

The UK Serious Fraud Office said Tuesday that F.H Bertling Ltd and six current and former employees were convicted of conspiracy to make corrupt payments to an agent of the Angolan state oil company, Sonangol.

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Tuesday
Sep262017

Former Alstom exec jailed for Indonesia bribery

A former executive of Paris-based Alstom was sentenced Monday to 30 months in prison for bribing officials in Indonesia.

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Tuesday
Sep262017

Job: Global Compliance Specialist

Job Title: Global Compliance Specialist

Employer: Briggs & Stratton Corporation

Location: Milwaukee, Wisconsin USA

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Monday
Sep252017

Telia also tops our new Top Ten Disgorgements list

Telia Company AB's $965.6 million settlement Thursday included disgorgement to the SEC of $457 million, the biggest disgorgement ever ordered in an FCPA enforcement action.

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Monday
Sep252017

Andy Spalding: A plea to the DOJ -- bring back pre-existing compliance

At a recent conference, I had the good fortune of asking a former high-ranking DOJ official, “how is it that pre-existing compliance is no part of the Pilot Program’s penalty reductions and declinations?”

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Monday
Sep252017

Job: Sr. Corporate Counsel, Governance and Compliance

Job Title: Sr. Corporate Counsel, Governance and Compliance

Employer: Rimini Street, Inc.

Location: Las Vegas, Nevada or remote

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Friday
Sep222017

Three former Telia executives charged in Sweden

Swedish prosecutors charged three former executives of Telia Company AB Friday with bribery in Uzbekistan, including a former CEO.

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