The Corporate Investigations List (October 2011)

At the start of 2011, we published our most complete list of companies known to be the subject of an ongoing and unresolved FCPA-related investigation.

Here's the latest version of that list.

Once again, our thanks to a generous reader in DC. The list came to us with links to SEC filings with the FCPA disclosures.

Names in blue are companies that have disclosed new investigations since the end of the second calendar quarter.

Nearly all entries are based on disclosures in SEC filings. That means non-issuers (non-public companies) aren't included. And perhaps not all issuers have made a disclosure about a pending FCPA investigation, in which case the company may not appear on this list.

Here are the seventy names on the current FCPA corporate investigations list:

1	3M
2	Accenture plc
3	Alcoa Inc
4	Allianz SE
5	Allied Defense Group
6	Aon Corporation
7	Archer Daniel Midlands
8	AstraZeneca plc
9	Avon Products Inc
10	BHP Billiton Ltd
11	Biomet Inc
12	Bio-Rad Laboratories Inc
13	BJ Services Company
14	Bristol-Meyers Squibb
15	Bruker Corporation
16	Cinergy Telecommunications Inc
17	Cobalt International Energy Inc
18	Covidien plc
19	Deere & Company
20	Diebold Incorporated
21	DynCorp International LLC
22	Eli Lilly
23	ERHC Energy
24	Furmanite Corporation
25	GlaxoSmithKline plc
26	Global Crossing Limited
27	GSI Group Inc
28	Hercules Offshore Inc
29	Hewlett Packard
30	Huntsman International LLC
31	Ingersoll-Rand plc
32	Koninklijke Philips Electronics NV
33	Kraft Foods Inc
34	Las Vegas Sands Corp
35	Layne Christensen Company
36	LyondellBasell Industries
37	Magyar Telekom Plc
38	Marathon Oil Corporation
39	Medtronic Inc
40	Merck
41	Modec Inc
42	Morgan Stanley
43	Nabors Industries Ltd
44	News Corp
45	Oracle Corporation
46	Orthofix International NV
47	Parametric Technology
48	Parker Drilling Company
49	Pfizer Inc
50	Raytheon Company
51	RINO International Corporation
52	Schlumberger NV
53	Sciclone Pharmaceuticals Inc
54	Sensata Technologies Holding NV
55	Smartmatic Corporation
56	Smith & Nephew plc
57	Smith & Wesson
58	Sojitz Team Inc
59	Statoil ASA
60	STR Holdings Inc
61	Stryker Corporation
62	Talecris Biotherapeutics Holdings Corp
63	Tata Communications Limited
64	The Goldman Sachs Group Inc
65	Total SA
66	Tyco Electronics LTD
67	Watts Water Technologies Inc
68	Weatherford
69	WS Atkins plc
70	Zimmer Holdings Inc

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Speaking of benchmarking. The report based on the benchmarking survey of corporate anti-corruption compliance programs is now available. Participants in the survey will soon be receiving their complementary copies of the report and others may order copies from the report’s sponsor, Ethics360 (http://ethics360.com/benchmark.php). The report is also available at no charge to government officials and full-time academics.

Comments

[Rider I]

What about a list of communist Chinese business doing business on the stock exchange or selling things in our country.

Rider I