The All-In-One FCPA Enforcement List

This is really it. A snapshot of (we think) all FCPA-related ongoing prosecutions, pending sentencings, extraditions, at-large fugitives, and appeals.

This post comes courtesy of Washington, D.C. lawyer Marc Alain Bohn and his firm's librarian, Karen Polk. (Library professionals are unsung heroes of the legal world.) We're grateful for their work assembling and checking the list and their generosity in allowing us to publish it.

Here it is:

FCPA-Related Pending Sentencings – 19 Individuals

• Joshua Cantor (SDNY 01-687): sentencing was last scheduled for Dec. 6, 2006 and no further information is available on the docket (2001 - ABNH)

• Hans Bodmer (SDNY 03-947): sentencing was scheduled for February 23, 2010; sentencing rescheduled to August 23, 2010 (2004 - Bourke / Kozeny – Note: Was not convicted on FCPA count against him)

• Albert (Jack) Stanley (SDTX 08-2680): sentencing currently scheduled for February 24, 2010 (Note: Docket now says “closed”) (2008 - KBR)

• (2) Gerald and Patricia Green (CDCA 08-59): sentencing currently scheduled for March 4 or 11, 2010 (2008 - Thai Film Festival)

• Leo Winston Smith (CDCA 07-69): sentencing currently scheduled for March 22, 2010 (2007 - Pacific Consolidated)

• Charles Paul Edward Jumet (EDVA 09-397): sentencing currently scheduled for March 26, 2010 (2009 - Panama; PECC)

• Juan Diaz (SDFL 09-20346): sentencing currently scheduled for March 31, 2010 (2009 - Haiti Telecom)

• Antonio Perez (SDFL 09-20347): sentencing currently scheduled for March 31, 2010 (2009 - Haiti Telecom)

• Joseph T. Lukas (EDPA 08-522): sentencing currently scheduled for April 6, 2010 (2009 - Nexus Technologies & Nguyen)

• Si Chan Wooh (DCOR 07-244): sentencing currently scheduled for April 26, 2010 (2007 - Schnitzer Steel)

• Jean Fourcand (SDFL 10-20062): sentencing currently scheduled for May 3, 2010 (2010 - Haiti Telecom – Note: Was not convicted of an FCPA count)

• Fernando Maya Basurto (SDTX 09-325): sentencing currently scheduled for May 17, 2010 (2009 - ABB)

• Clayton Lewis (SDNY 03-930): sentencing currently scheduled for July 1, 2010 (2004 - Bourke / Kozeny)

• Paul G. Novak (SDTX 08-22): sentencing currently scheduled for July 9, 2010 (2009 - Willbros)

• Mario Covino (CDCA 08-336): sentencing currently scheduled for Feb. 14, 2011 (2009 - CCI)

• Richard Morlok (CDCA 09-05): sentencing currently scheduled for Feb. 14, 2011 (2009 - CCI)

• John Warwick (EDVA 09-449): sentencing currently scheduled for May 14, 2010 (2009 - Panama; PECC)

• Thomas Farrell (SDNY 03-290): No sentencing date currently on the docket (2003 - Bourke / Kozeny)

FCPA-Related Pending Prosecutions – 39 Individuals

• (6) Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, and Han Yong Kim (CDCA 09-77): Trial set November 2, 2010 (2009 - CCI )

• Bobby Benton (SDTX 09-3963): Charges brought by SEC (2009 - Pride)

• (3) Nam Nguyen, Kim Nguyen, and An Nguyen Ongoing prosecution. No trial date set (2008 - Nexus Technologies)

• (3) Joel Esquenazi, Carlos Rodrigues, and Marguerite Grandison Ongoing prosecution. No trial date set (2009 - Haiti Telecom)

• John Joseph O'Shea (SDTX 09-629): Ongoing prosecution. No trial date set (2009) (ABB)

• (2) Juthamas Siriwan and Jittsopa Siriwan (CDCA 09-81): Ongoing prosecution. No trial date set (2009 - Thai Film Festival – Note: Siriwans were not charged with an FCPA count)

• James Giffen (SDNY 03-404): Ongoing prosecution. No trial date set (2003 - CIA / Kazakhstan)

• Richard Bistrong (DCDC 10-21): Ongoing prosecution. No trial date set (2010 - Shot Show)

• (2) Daniel Alvirez and Lee Allen Tolleson (DCDC 09-348): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Helmie Ashiblie (DCDC 09-347): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Andrew Bigelow (DCDC 09-346): Ongoing prosecution. No trial date set (2010 - Shot Show)

• R. Patrick Caldwell (DCDC 09-345): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Yochanan R. Cohen (DCDC 09-343): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Haim Geri (DCDC 09-342):Ongoing prosecution. No trial date set (2010 - Shot Show)

• Amaro Goncalves (DCDC 09-335): Ongoing prosecution. No trial date set (2010 - Shot Show)

• John Gregory Godsey and Mark Frederick Morales (DCDC 09-349): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Saul Mishkin (DCDC 09-344): Ongoing prosecution. No trial date set (2010 - Shot Show)

• (2) John M. Mushriqui and Jeana Mushriqui (DCDC 09-336): Ongoing prosecution. No trial date set (2010 - Shot Show)

• (2) David R. Painter and Lee M. Wares (DCDC 09-337): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Pankesh Patel (DCDC 09-338): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Ofer Paz (DCDC 09-339): Ongoing prosecution. No trial date set (2010 - Shot Show)

• Jonathan M. Spiller (DCDC 09-350): Ongoing prosecution. No trial date set (2010 - Shot Show)

• (2) Israel Weisler and Michael Sachs (DCDC 090340): Ongoing prosecution. No trial date set (2010 - Shot Show)

• John Benson Wier (DCDC 09-341): Ongoing prosecution. No trial date set (2010 - Shot Show)

Known FCPA-Related Pending Appeals – 2 Individuals

• Frederic Bourke (SDNY 05-518): Sentenced on 11/12/09. Currently out on bail pending appeal (2005 - Kozeny / Bourke)

• William Jefferson (EDVA 07-209): Sentenced on 11/13/09. Currently out on bail pending appeal (2007 - Nigeria VP)

FCPA-Related Pending Extraditions – 4 Individuals

• Jeffrey Tesler (SDTX 09-98): Currently attempting to extradite from the United Kingdom. Decision expected on March 25, 2010 (2009 - KBR)

• Wojciech Chodan (SDTX 09-98): Currently attempting to extradite from the United Kingdom. Decision expected on April 20, 2010 (2009 - KBR)

• Ousama Naaman (DCDC 08-246): Currently attempting to extradite from Germany (2009 - Oil for Food)

• Victor Kozeny (SDNY 05-518): Currently attempting to extradite from the Bahamas (2005: Kozeny / Bourke)

FCPA-Related Fugitives – 10 Individuals

• James Tillery (SDTX 08-22): Fugitive (2008 - Willbros)

• Roy Fearnley (SDTX 07-129): Charged by SEC (2007 - Baker Hughes)

• Edgar Valverde Acosta (SDFL 06-20797): Fugitive  (2006 - Alcatel Lucent)

• Pablo Barquero Hernandez (WDMO 01-190): Fugitive (2001 - OSI)

• Frerik Pluimers (NJ 98-240): Fugitive (1988 - Saybolt)

• (2) Rami Dotan and Harold Katz (SDOH 194-29): Fugitives (1994 - Israeli Procurement)

• Joaquin Pou (SDFL 89-802): Fugitive (1989 - Dominican Republic General)

• (2) Ricardo Beltran and Mario Gonzalez (SDTX 82-224): Fugitives (1982 - Grupo Delta)

Comments

[Anonymous]

The Nexus Technologies trial (U.S. v. Nexus Technologies Inc., Nam Nguyen, Kim Nguyen, and An Nguyen) is scheduled for April 1, 2010.

[Sundar]

Excellent compilation. Thats great work!!!!

[Anon Ymous]

What happened to Mark Morales?

• John Gregory Godsey, a/k/a Greg Godsey, 37, and Mark Frederick Morales, 37, the owner and agent of a Decatur, Ga., company that sells ammunition and other law enforcement and military equipment

[The FCPA Blog]

Thanks for the comments. Mark Morales is now included.

[Eric]

Albert Jackson Stanley's sentencing was rescheduled for May 26, 2010. (SDTX Case No.: 4:08−cr−00597)

[Anon Ymous]

You omitted the link for Danies Alvirez to the Superseding Information.
You had an article on his confession to Republic of Georgia FCPA violations a couple of days ago.

[Anonymous]

Are there any updates regarding sentencing for Joshua Cantor and Morris Weissman?